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Gap Analysis — Executive Summary

As of: 2026-04-04 — reflects DA-11 (NVS baseline), DA-15 (NHC full deployment), DA-18 (HA/DR + docs)

Risk Summary

Risk Level Count
Critical 0
High 2
Medium 3
Done/Partial 23
Total open 5

Remaining Critical Gap

No Critical gaps remaining. All NHC HIPAA controls are in place.

Compliance Score

Category Items Done %
Encryption 3 2 67%
Audit & Logging 2 2 100%
Monitoring 3 3 100%
Access Control 2 0 0%
Network 1 1 100%
Backup & DR 3 3 100%
Documentation 2 2 100%
Policies 4 2 50%
Infrastructure 2 1 50%
BAA 2 1 50%
Total 24 17 71%

NHC Account: 23/23 Technical Controls Passing

All infrastructure-level HIPAA technical controls are implemented in the NHC account. Remaining gaps are organizational (MFA SCP, BAA audit) and NVS-account-specific.

Remediation Phases

See Remediation Roadmap for the full prioritized plan.

Phase Focus Items Status
1 Encryption & Network baseline 8 ✅ Complete
2 App infrastructure (EC2 + RDS) 4 ✅ Complete (DA-15 Phase 2)
3 HTTPS + WAF 3 ✅ Complete (DA-15 Phase 3)
4 Screenshot PHI Controls 3 Pending (DA-16 / screenshot feature)
5 HA & Disaster Recovery 4 ✅ Complete (DA-18) — Multi-AZ, auto-recovery, ElastiCache, cross-region DR
6 Access Controls & Hardening 4 Pending
7 Process & Documentation 7 Partial — draft policies exist

What's Left

# Gap Priority Blocker
1 MFA enforcement SCP at Org level High Org-level policy needed
2 NVS EBS encryption (existing volumes) High Requires maintenance window
3 NVS VPC hardening (EC2 off public IP) Medium DA-13 — EC2 migration
4 Formal security risk assessment sign-off Medium Administrative
5 Third-party BAA audit (SaaS inventory) Medium Administrative

Key Assumption

All PHI controls in the NHC account also apply to the NVS screenshot S3 bucket when the screenshot feature goes live. NVS is not currently handling PHI.